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Issuer Alerts
Year Alert Description
2020 2020-004 Nasdaq Relief for Certain Shareholder Approval Requirements
2020-003 Nasdaq-listed companies are obligated to notify Nasdaq Corporate Data Operations of any dividend action or action relating to a stock distribution of a listed stock
2020-002 Nasdaq Relief for Certain Listed Companies
2020-001 Impact under Nasdaq Rules of SEC Relief to Companies Affected by Coronavirus
2017 2017-001 Changes to Ex-dividend Procedures Effective September 5, 2017 to Accommodate T+2 Settlement
2016 2016-002 Nasdaq Makes Preparations to Shorten Settlement Cycle from T+3 to T+2
2016-001 New Listing Rule Requires Listed Companies to Disclose Third Party Payments to Directors for Board Service
2015 2015-001 Guidance on Material News Releases around Market Close
2013 2013-005 Rules Update Changes to Compensation Committee Rules
2013-004 Rules Update: Reminder about Amended Compensation Committee Rules
2013-003 Rules Update: NASDAQ Internal Audit Rule Proposal Update (May 7, 2013)
2013-002 Rules Update: NASDAQ Internal Audit Rule Proposed (February 8, 2013)
2013-001 Rules Update: Amended NASDAQ Compensation Committee Rules (March 18, 2013)
2011 2011-002 Notification Obligations for NASDAQ-Listed Companies Related to Dividends and Distributions
2011-001 Website Information Protection
2010 2010-003 NASDAQ Modifies Rules Related to Press Release Disclosure Requirements
2010-002 Nasdaq Modifies 10-Minute Prior Notification Requirement for Material News Released Outside of Market Hours
2010-001 NASDAQ Amends Rules Followed When a Listed Company Falls Below Certain Listing Standards
2009 2009-005 NASDAQ Requires 10-Minute Prior Notification for Material News
2009-004 NASDAQ Continues Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements Through July
2009-003 Revised Listing Rules Become Effective on April 13, 2009
2009-002 NASDAQ Further Extends Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements
2009-001 The SEC Adopts New Corporate Governance Disclosure Requirements for Form 20-F Filers
2008 2008-006 NASDAQ Changes Process Related to Filing Delinquencies
2008-005A NASDAQ Extends Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements
2008-005 NASDAQ Implements a Temporary Suspension of Bid Price and Market Value of Publicly Held Shares Requirements
2008-004 NASDAQ OMX Changes Address for Online US Rules Manual
2008-003 Annual Russell Reconstitution is Friday, June 27, 2008
2008-002 Changes Relating to: Dividends and Distributions, Listing of Additional Shares
2008-001 NASDAQ Will Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards
2007 2007-006B Foreign Private Issuers: Website Posting of Annual Reports, Foreign Private Issuer Disclosure & Changes in Conflict Rule
2007-006A Domestic Issuers: Website Postings of Annual Reports & Changes to Conflict of Interest Rule
2007-005B New NASDAQ Disclosure Notification Rules Now in Effect
2007-005A Reminder: New NASDAQ Disclosure Notification Rules Effective September 4
2007-005 SEC Approves NASDAQ Proposal to Change Disclosure Notification Rules
2007-004 Annual Russell Reconstitution is Friday, June 22, 2007
2007-003 NASDAQ Capital Market Securities receive exemption from state "blue sky" law registration requirements
2007-002 Changes to Definition of "Independent Director" Website Posting of Annual Reports Email Address for Written Interpretations
2007-001C Fourth Notice: Only Two Months Remaining to Comply with Direct Registration Program Requirements
2007-001B Third Notice: New Rules Require NASDAQ-Listed Companies To Be Eligible For A Direct Registration Program By January 2008
2007-001A Action Required: New Rules Require NASDAQ-Listed Companies to be eligible for a Direct Registration Program by January 2008
2007-001 New Rules Require NASDAQ-Listed Companies To Be Eligible For A Direct Registration Program By January 2008
2006 2006-002 NASDAQ Commences Systems Integration on October 16, 2006. New MarketWatch Hours Effective October 30, 2006
2006-001 NASDAQ is Operational as an Exchange in NASDAQ-Listed Securities, Effective Today, August 1, 2006
 
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