Nasdaq Rulebook Search Banner
BSECC  | GEMX  | ISE  | MRX  | Nasdaq  | NFX  | Nasdaq Texas  | PHLX  | SCCP   
Print   Copy Link
Search in
Search
Print | Copy Link |
Home > The Nasdaq Stock Market Rulebook
Rulebook    |   Rule Filings    |   Advanced Search
Nasdaq Texas, LLC Rules
General 1 General Provisions
General 2 Organization and Administration
General 3 Membership and Access
General 4 Registration Requirements
General 5 Discipline
General 6 Arbitration
General 7 Consolidated Audit Trail Compliance
General 7A Consolidated Audit Trail Funding Fees
General 8 Connectivity
General 9 Regulation
Equity 1 Equity Definitions
Equity 2 Market Participants
Equity 3 Nasdaq Texas Venture Market Listing Rules
Equity 3AOther Listing Rules and Rules Regarding Unlisted Trading Privileges 
Equity 4 Equity Trading Rules
Equity 5 Reserved
Equity 6 Nasdaq Texas Risk Management Service; Other Systems and Programs
Equity 7 Pricing Schedule
Equity 8 Reserved
Equity 8A Reserved 
Equity 9 Business Conduct
Equity 10 Other Products and Securities
Equity 11 Uniform Practice Code
Nasdaq Texas, LLC Rules (continued)
Options 1 General Provisions
Options 2 Options Market Participants
Options 2A Options Participation
Options 3 Options Trading Rules
Options 3A Reserved
Options 4 Options Listing Rules
Options 4A Options Index Rules
Options 4B Reserved
Options 4C Reserved
Options 5 Order Protection and Locked Cross Markets
Options 6 Options Trade Administration
Options 6A Closing Transactions
Options 6B Exercises and Deliveries
Options 6C Margins
Options 6D Net Capital Requirements
Options 6E Records, Reports and Audits
Options 7 Pricing Schedule
Options 8 Reserved
Options 9 Business Conduct
Options 10 Doing Business with the Public
Options 11 Minor Rule Plan Violations
Corporate Organization
Nasdaq Texas, LLC  →
ADDITIONAL INFORMATION
Until May 14, 2012, Boston Options Exchange (BOX) was regulated as a facility of Nasdaq Texas (fka Nasdaq Texas, fka NASDAQ OMX Nasdaq Texas). BOX is now operated as a separate self-regulatory organization. Nasdaq Texas does not have an ownership interest in BOX.
 
Nasdaq
What is Nasdaq?
Newsroom
Investor Relations
Careers
Divider
Public Policy Advocacy
On the Issues
Nasdaq Filings
Economic Signals
Divider
Corporate Solutions
Intelligence
Communications
Governance
Visibility
Divider
Related Links
Issuer Alerts
Listing Rules/Rule Filings
MarketWatch Electronic Disclosure
Nasdaq Online
Symbol Reservation
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc.