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Every Nasdaq-listed company has a dedicated Listing Qualifications Analyst. Get to know them! They are available to answer your questions, Monday through Friday between 8 a.m. and 5 p.m. ET.
My Nasdaq Analyst
Every Nasdaq-listed company has a dedicated Listing Qualifications Analyst. Get to know them! They are available to answer your questions, Monday through Friday between 8 a.m. and 5 p.m. ET.
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Nasdaq Texas, LLC Rules
The Qualification, Listing and Delisting of Companies →
5000. Nasdaq Texas Listing Rules
5100. The Exchange's Regulatory Authority
5200. General Procedures and Prerequisites for Initial and Continued Listing on Nasdaq Texas
5400. Listing Requirements
5600. Corporate Governance Requirements
5700. OTHER SECURITIES
5800. Failure to Meet Listing Standards
5900. Company Listing Fees
General Equity and Options Rules →
General 1:
General Provisions
General 2:
Organization and Administration
General 3:
Membership and Access
General 4:
Registration Requirements
General 5:
Discipline
General 6:
Arbitration
General 7:
Consolidated Audit Trail Compliance
General 7A:
Consolidated Audit Trail Funding Fees
General 8:
Connectivity
General 9:
Regulation
Equity Rules →
Equity 1:
Equity Definitions
Equity 2:
Market Participants
Equity 3:
Reserved
Equity 3A:
Reserved
Equity 4:
Equity Trading Rules
Equity 5: Reserved
Equity 6:
Nasdaq Texas Risk Management Service; Other Systems and Programs
Equity 7:
Pricing Schedule
Equity 8: Reserved
Equity 8A: Reserved
Equity 9:
Business Conduct
Equity 10:
Other Products and Securities
Equity 11:
Uniform Practice Code
Nasdaq Texas, LLC Rules (continued)
Options Rules →
Options 1:
General Provisions
Options 2:
Options Market Participants
Options 2A:
Options Participation
Options 3:
Options Trading Rules
Options 3A: Reserved
Options 3B:
Reserved
Options 3C:
Reserved
Options 4:
Options Listing Rules
Options 4A:
Options Index Rules
Options 4B: Reserved
Options 4C: Reserved
Options 4D:
Reserved
Options 5:
Order Protection and Locked Cross Markets
Options 6:
Options Trade Administration
Options 6A:
Closing Transactions
Options 6B:
Exercises and Deliveries
Options 6C:
Margins
Options 6D:
Net Capital Requirements
Options 6E:
Records, Reports and Audits
Options 7:
Pricing Schedule
Options 8: Reserved
Options 9:
Business Conduct
Options 10:
Doing Business with the Public
Options 11:
Minor Rule Plan Violations
Corporate Organization
Nasdaq Texas, LLC →
Certificate of Formation
Limited Liability Company Agreement
By-Laws
Nasdaq, Inc. →
Certificate of Incorporation
Certificate of Designation of Series A Convertible Preferred Stock of THE NASDAQ OMX Group, Inc.
Certificate of Elimination of the Series A Convertible Preferred Stock of THE NASDAQ OMX Group, Inc.
Certificate of Amendment Dated September 8, 2015
Certificate of Amendment Dated November 17, 2014
By-Laws
Certificate of Amendment Dated July 19, 2022
Certificate of Amendment Dated Jan 14, 2026
ADDITIONAL INFORMATION
NEW LISTING RULES
Proposals to Change Rules That Are Incorporated by Reference in the Nasdaq Texas Rules
"Grandfathered" BSE and BOX Rules
Until May 14, 2012, Boston Options Exchange (BOX) was regulated as a facility of Nasdaq Texas (fka Nasdaq Texas, fka NASDAQ OMX Nasdaq Texas). BOX is now operated as a separate self-regulatory organization. Nasdaq Texas does not have an ownership interest in BOX.
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