My Nasdaq Analyst
Every Nasdaq-listed company has a dedicated Listing Qualifications Analyst. Get to know them! They are available to answer your questions, Monday through Friday between 8 a.m. and 5 p.m. ET.
My Nasdaq Analyst
Every Nasdaq-listed company has a dedicated Listing Qualifications Analyst. Get to know them! They are available to answer your questions, Monday through Friday between 8 a.m. and 5 p.m. ET.
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Preview Applications and Forms
In order to help you gather the information you will need to complete your form, you can view forms in "preview" mode using the links below. Fields marked with an asterisk (*) are required. You may print a preview for your own reference. Please note, however, you will need to go to the Listing Center home page and log in or create a new user account in order to submit a form.
U.S. Forms
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Annual Fee Billing: U.S. Share Certification Form
Company Event Notification Form
Company Logo Submission Form
Corporate Governance Certification Form
Dividend/Distribution/Interest Payment Form
ETP Dividend Schedule Form
ETP Dividend Rates Form
Hearing Request Form
Listing Agreement
Listing Application - Companies Conducting a Change of Control Combination
Listing Application - Companies Conducting a Change of Control Combination for SPACs
Listing Application - Companies Switching One or More Securities from The New York Stock Exchange
Listing Application - Companies Uplisting One or More Securities from another US Market
Listing Application - Seeking to List Securities Already Trading on a Foreign Market without a Public Offering
Listing Application - Initial Public Offering, Direct Listing or Distribution Spinoff
Listing Application - Initial Public Offering for SPACs
Listing Application - Issuer Seeking to List Exchange Traded Funds (Rule 6c-11 ETFs)
Listing Application - Issuer Seeking to List any Other Structured Product
Listing Application - Seeking to List a New Class of Equity or Debt Securities
Listing Application - Supporting Documentation Guidelines
Listing Application - Transferring from Global Market to Global Select
Listing Application - Transferring from the Capital Market to Global or Global Select Market
Listing Application - Transferring from the Global or Global Select Market to Capital Market
Listing of Additional Shares Notification Form
Master Services Agreement Form
Rule Interpretation Request Form
Shares Outstanding Change Form
Supplemental Information Request Form – Companies Conducting a Change of Control Combination
Supplemental Information Request Form – Companies Conducting a SPAC Business Combination
Supplemental Information Request Form - Companies Uplisting One or More Securities from another US Market
Supplemental Information Request Form - Seeking to List Securities Already Trading on a Foreign Market without a Public Offering
Supplemental Information Request Form - Initial Public Offering
Supplemental Information Request Form - Issuer Seeking to List Exchange Traded Funds (Rule 6c-11 ETFs)
Vendor of Record Addendum Form
Nordic Forms
Company Event Notification Form (Including the Annual Certified Adviser Certification)
Company Logo Submission Form
Environmental, Social and Governance Disclosure Form
Green Designation Form
First North Growth Market: Application (for Finland, Denmark and Iceland only)
First North Growth Market: Application for Admission to Trading (for Sweden only)
First North Growth Market: Certified Adviser Application
First North Growth Market: Certified Adviser Certification
First North Growth Market: Certificate of Distribution Shares Form
First North Growth Market: Request for Admission Assessment on First North Growth Market Sweden (for Sweden only)
Transfer application from First North Growth Market to First North Premier Growth Market
Application - Base Prospectus
Application - Bonds, including First North Bond Market
Application - Certificates
Application - Certified Adviser Application
Application - Commercial Papers
Application - Danish Investment Funds
Application - Exchange Traded Funds
Application - Exchange Traded Notes (ETN) and Exchange Traded Commodities (ETC)
Application - Green, Social and Sustainable Bonds, including First North Bond Market
Application - Issuer Application
Application - Option Rights
Application - Request for new underlying (Warrants and Certificates)
Application - Structured Bonds
Application - Warrants
Listing of Additional Shares for Main Market
Listing of Additional Shares for First North Growth Market
Listing of Interim Instruments for Main Market
Listing of Interim Instruments for First North Growth Market
Outstanding Amount Change Form: Fixed Income Instruments
Outstanding Amount Change Form: Warrants and Certificates
Nordic - Main Market Application (for Denmark, Finland and Iceland)
Nordic - Request to Initiate Admission Process Nasdaq Stockholm (Admission Form A)
Nordic - Request form Admission Assessment (Admission Form B)
Nordic - Application for Admission to trading (Admission Form C)
Request for delisting of Bonds (excluding Danish Bonds)/Structured Bonds Form
Request for delisting of Certificates/Warrants Form
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