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| Apply to Transfer between Nasdaq Market Tiers (e.g., Global/Global Select to Capital Market, Capital Market to Global/Global Select) |
Log in to the Listing Center and select Listing Application Market Transfer |
Upon company request |
Cash Dividends and Other Cash Distributions
Forward Stock Splits, Stock Dividends and Rights Offerings
Interest Payments
|
Log in to the Listing Center and select Dividend/Distribution/Interest Payment Form |
As soon as possible after declaration, and, in any event, no later than simultaneously with the public disclosure and no later than 10 calendar days prior to record date. |
Change in Company Name
Change in Security Title or Par Value
|
Log in to the Listing Center and select Company Event Notification |
No later than 10 calendar days after the change |
Change in State of Incorporation or Place of Organization
Change Requiring Updated Corporate Governance Certification or Listing Agreement
|
Log in to the Listing Center and select Company Event Notification |
As soon as practicable after change |
| Change in Trading Symbol |
Log in to the Listing Center and select Company Event Notification |
No later than two business days prior to desired change |
Change in Transfer Agent or Registrar
Noncompliance with Corporate Governance Rules
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Email notification to continuedlisting@nasdaq.com |
At time of occurrence |
| Fee Payments |
Payments can be made by wire
|
Payment due dates vary based on fee type |
Formation of a Holding Company that Replaces a Listed Company or Listing a New Class of Securities in Substitution for a Previously Listed Class of Securities
|
Log in to the Listing Center and select Company Event Notification |
No later than 15 calendar days prior to effective date |
Reverse Stock Split
|
Log in to the Listing Center and select Company Event Notification |
No later than 12:00 pm ET five business days prior to the anticipated market effective date |
| Hearing Request |
Log in to the Listing Center and select Hearing Request Form |
No later than 7 calendar days following Staff Determination |
| Increase or Decrease of 5% or More in the Number of Shares Outstanding |
Log in to the Listing Center and select Change in Shares Outstanding |
No later than 10 calendar days after occurrence |
| Investment Management Entity and Portfolio Company Certification |
Submit completed Certification Form |
No later than December 31 of current year |
| Listing of Additional Shares |
Log in to the Listing Center and select Listing of Additional Shares |
No later than 15 calendar days prior to the share issuance |
| Listing a New Class of Securities |
Log in to the Listing Center and select Listing Application Seeking to List a New Class of Securities |
No later than 30 calendar days prior to the anticipated first trade date |
| Mergers |
Email notification to nasdaqreorgs@nasdaq.com |
Prior to declaring the shareholder meeting date |
| Redemptions/Extensions of Derivative Securities |
Email notification to continuedlisting@nasdaq.com |
Prior to declaring the shareholder meeting date |
| Request Rule Interpretation |
Log in to the Listing Center and select Rule Interpretation Request |
Upon company request |
| Tender Offers |
Email notification to nasdaqreorgs@nasdaq.com |
As soon as practicable |