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About the Listing Center

The Nasdaq Listing Center is our secure online document and information portal. It allows registered users to submit listing applications and required forms electronically. Since introducing the site in 2009, companies and their representatives have submitted more than 45,000 applications and forms using our online system.

The Listing Center also includes our extensive library of searchable frequency asked questions, staff interpretations, and Listing Council decisions. It also features our Governance Clearinghouse webpage, which we introduced in 2016, to promote dialogue and exchange ideas across a variety of governance topics.

Creating a Listing Center Account.
To complete forms electronically, users must have an account with the Listing Center. To create a new account, please follow these instructions.


Questions?
Please don't hesitate to contact us at +1 301 978 8008 or listingapplications@nasdaq.com. We are here to help.


Listing on Nasdaq

All the forms required for listing, including the Listing Application, Listing Agreement and Corporate Governance Certification, can be completed electronically through the Listing Center. The Listing Center streamlines the preparation of listing applications and forms, making the listing review and approval process more efficient by pre-populating certain fields, allowing companies to upload supporting documents, and sign forms electronically. And since we can collect much of the information needed to verify compliance from publicly available sources, we have minimized the documentation you need to provide Nasdaq.

For your convenience, you can review applications and forms in preview mode. This way, you can gather the information you need without creating an account or logging in.

For more information on the listing process, initial listing requirements, and fees, please take a few minutes to view our frequently asked questions and Initial Listing Guide or call Listing Qualifications at +1 301 978 8008.

Required Notifications

Most notifications required by the Exchange can be completed electronically through the Listing Center. For your convenience, you can review applications and forms in preview mode. This way, you can gather the information you need without creating an account or logging in.

Please see below for instructions on how to communicate with Nasdaq Staff regarding the following company actions.

Apply to Transfer between Nasdaq Market Tiers (e.g., Global/Global Select to Capital Market, Capital Market to Global/Global Select) Log in to the Listing Center and select Listing Application Market Transfer Upon company request
Cash Dividends and Other Cash Distributions

Forward Stock Splits, Stock Dividends and Rights Offerings

Interest Payments
Log in to the Listing Center and select Dividend/Distribution/Interest Payment Form No later than 10 calendar days prior to record date
Change in Company Name

Change in Security Title or Par Value
Log in to the Listing Center and select Company Event Notification No later than 10 calendar days after the change
Change in State of Incorporation or Place of Organization

Change Requiring Updated Corporate Governance Certification or Listing Agreement
Log in to the Listing Center and select Company Event Notification As soon as practicable after change
Change in Trading Symbol Log in to the Listing Center and select Company Event Notification No later than two business days prior to desired change
Change in Transfer Agent or Registrar

Noncompliance with Corporate Governance Rules
Email notification to continuedlisting@nasdaq.com At time of occurrence
Check Payments Submit completed Check Payment Form along with payment

If payment is made by wire, this form is not necessary.
Prior to declaring the shareholder meeting date
Formation of a Holding Company that Replaces a Listed Company or Listing a New Class of Securities in Substitution for a Previously Listed Class of Securities

Reverse Stock Split
Log in to the Listing Center and select Company Event Notification No later than 15 calendar days prior to effective date
Hearing Request Log in to the Listing Center and select Hearing Request Form No later than 7 calendar days following Staff Determination
Increase or Decrease of 5% or More in the Number of Shares Outstanding Log in to the Listing Center and select Change in Shares Outstanding  No later than 10 calendar days after occurrence
Listing of Additional Shares Log in to the Listing Center and select Listing of Additional Shares No later than 15 calendar days prior to the share issuance
Listing a New Class of Securities Log in to the Listing Center and select Listing Application Seeking to List a New Class of Securities No later than 30 calendar days prior to the anticipated first trade date
Mergers Email notification to nasdaqreorgs@nasdaq.com Prior to declaring the shareholder meeting date
Redemptions/Extensions of Derivative Securities Email notification to continuedlisting@nasdaq.com Prior to declaring the shareholder meeting date
Request Rule Interpretation Log in to the Listing Center and select Rule Interpretation Request Upon company request
Share Issuance from Treasury Log in to the Listing Center and select Change in Shares Outstanding No later than 5 calendar days after filing quarterly or annual report
Tender Offers Email notification to nasdaqreorgs@nasdaq.com As soon as practicable

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