My Nasdaq Analyst
Every Nasdaq-listed company has a dedicated Listing Qualifications Analyst. Get to know them! They are available to answer your questions, Monday through Friday between 8 a.m. and 5 p.m. ET.
My Nasdaq Analyst
Every Nasdaq-listed company has a dedicated Listing Qualifications Analyst. Get to know them! They are available to answer your questions, Monday through Friday between 8 a.m. and 5 p.m. ET.
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The Nasdaq Stock Market LLC Rules
The Qualification, Listing and Delisting of Companies →
5000. Nasdaq Listing Rules
5100. Nasdaq's Regulatory Authority
5200. General Procedures and Prerequisites for Initial and Continued Listing on The Nasdaq Stock Market
5300. The Nasdaq Global Select Market
5400. The Nasdaq Global Market
5500. The Nasdaq Capital Market
5600. Corporate Governance Requirements
5700. Other Securities
5800. Failure to Meet Listing Standards
5900. Company Listing Fees
General Equity and Options Rules →
General 1:
General Provisions
General 2:
Organization and Administration
General 3:
Membership and Access
General 4:
Registration Requirements
General 5:
Discipline
General 6:
Arbitration
General 7:
Consolidated Audit Trail Compliance
General 7A:
Consolidated Audit Trail Funding Fees
General 8:
Connectivity
General 9:
Regulation
Equity Rules →
Equity 1:
Equity Definitions
Equity 2:
Market Participants
Equity 3: Reserved
Equity 3A: Reserved
Equity 4:
Equity Trading Rules
Equity 5:
Reserved
Equity 6:
Nasdaq Risk Management Service; Other Systems and Programs
Equity 7:
Pricing Schedule
Equity 8:
Trading of Non-Convertible Bonds Listed on Nasdaq
Equity 8A: Reserved
Equity 9:
Business Conduct
Equity 10:
Other Products and Securities
Equity 11:
Uniform Practice Code
Alerts
Issuer Alerts
Options Rules →
Options 1:
General Provisions
Options 2:
Options Market Participants
Options 2A:
Options Participation
Options 3:
Options Trading Rules
Options 3A:
Reserved
Options 4:
Options Listing Rules
Options 4A:
Options Index Rules
Options 4B:
Reserved
Options 4C:
U.S. Dollar-Settled Foreign Currency Options
Options 5:
Order Protection and Locked and Cross Markets
Options 6:
Options Trade Administration
Options 6A:
Closing Transactions
Options 6B:
Exercises and Deliveries
Options 6C:
Margins
Options 6D:
Net Capital Requirements
Options 6E:
Records, Reports and Audits
Options 7:
Pricing Schedule
Options 8: Reserved
Options 9:
Business Conduct
Options 10:
Doing Business with the Public
Options 11:
Minor Rule Plan Violations
Corporate Organization
The Nasdaq Stock Market LLC →
Certificate of Formation
Second Amended Limited Liability Co. Agreement of the Nasdaq Stock Market LLC
By-Laws
The Nasdaq Options Market LLC →
Certificate of Formation
Delegation Agreement
Limited Liability Company Agreement
Nasdaq, Inc. →
Certificate of Incorporation
Certificate of Designation of Series A Convertible Preferred Stock of THE NASDAQ OMX Group, Inc.
Certificate of Elimination of the Series A Convertible Preferred Stock of THE NASDAQ OMX Group, Inc.
Certificate of Amendment Dated September 8, 2015
Certificate of Amendment Dated November 17, 2014
By-Laws
Certificate of Amendment Dated July 19, 2022
Certificate of Amendment Dated Jan 14, 2026
Additional Information
NEW LISTING RULES
LISTING RULES Conversion Table
OLD Listing Rules
Proposals to Change Rules That Are Incorporated by Reference in the NASDAQ Rules
Predecessor NASD Rules
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