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Nasdaq PHLX LLC Rules
General 1 General Provisions
General 2 Organization and Administration
General 3 Membership and Access
General 4 Registration Requirements
General 5 Discipline
General 6 Arbitration
General 7 Consolidated Audit Trail Compliance
General 7A Consolidated Audit Trail Funding Fees
General 8 Connectivity
General 9 Regulation

Equity Rules  →

Equity 1 Equity Definitions
Equity 2 Market Participants
Equity 3 Reserved
Equity 3A Reserved
Equity 4 Equity Trading Rules
Equity 5 Reserved
Equity 6 PSX Risk Management Services; Other Systems and Programs
Equity 7 Pricing Schedule
Equity 8 Reserved
Equity 8A Unlisted Trading Privileges; Proxy and Other Rules
Equity 9 Business Conduct
Equity 10 Other Products and Securities
Equity 11Uniform Practice Code
Nasdaq PHLX LLC Rules (continued)

Options Rules  →

Options 1 General Provisions
Options 2 Options Market Participants
Options 2A Reserved
Options 3 Options Trading Rules
Options 3A FLEX Options Trading Rules
Options 4 Options Listing Rules
Options 4A Options Index Rules
Options 4B Options on Treasury Securities
Options 4C U.S. Dollar-Settled Foreign Currency Options
Options 5 Order Protection and Locked Cross Markets
Options 6 Options Trade Administration
Options 6A Closing Transactions
Options 6B Exercises and Deliveries
Options 6C Margins
Options 6D Net Capital Requirements
Options 6E Records, Reports and Audits
Options 7 Pricing Schedule
Options 8 Floor Trading
Options 9 Business Conduct
Options 10 Doing Business with the Public
Options 11 Minor Rule Plan Violations
Corporate Organization
ADDITIONAL INFORMATION
 
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