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1- 11 of 11
Search Results for:
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Ordering of Search Results
When searching across multiple libraries:
FAQs will appear in alphabetical order by category and sub-category
Listing Council Decisions will appear in reverse chronological order by year.
Staff Interpretations will appear in reverse chronological order by year
When searching using keywords:
Results are returned in order of term frequency (i.e., the number of times the keywords appear in the material).
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Libraries:
FAQs - Listings
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Filters:
Listing Center; General,Operational Items
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Identification Number
486
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A company may request a symbol for trading on the Nasdaq Stock Market by using our online form.
Symbol reservations for all U.S. markets are governed by the National Market System Plan for the Selection and Reservation of Securities Symbols. Pursuant to that Plan, a company may request to reserve a symbol up to 24 months in advance of listing. If the symbol is not used during the 24-month reservation period, it will be released and made available for other potential applicants. A company may then re-apply for a symbol reservation after the original reservation expires provided that no other company has reserved the symbol.
The Nasdaq Stock Market does not reserve symbols for the over-the-counter (OTC) market. Symbol reservations for the OTC market are managed by FINRA. Any inquiries regarding symbol reservation for the OTC market should be forwarded to otcsymbols@finra.org.
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Publication Date*:
5/15/2023
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Identification Number:
486
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You can call the CUSIP Service Bureau at +1 212 438 6565. By requiring users to enter the CUSIP when creating a new form in the Listing Center, Nasdaq can extract information from our system and use it to pre-populate certain fields in your form, such as your company's name, address, board members and auditor.
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Publication Date*:
7/31/2012
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Identification Number:
34
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The Central Index Key (CIK) is a unique identifier used by the SEC to identify filing companies. By requiring users to enter the CIK when creating a new form in the Listing Center, Nasdaq can extract information from our system and use it to pre-populate certain fields in your form, such as your company's name, address, board members and auditor. You can look up the CIK for your company using the following link: http://www.sec.gov/edgar/searchedgar/cik.htm.
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Publication Date*:
7/31/2012
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Identification Number:
32
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Identification Number
1060
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Yes. Listing Center users can access all public pages (i.e., those that do not require users to log in to the Listing Center). This includes all web pages under the Company Information, Reference Library and Contact Us menus.
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Publication Date*:
8/13/2019
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Identification Number:
1060
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Each user must create an account. The user can then add multiple forms under a single account, and the forms can be shared with other users. Any user with access to the form can make modifications and updates. You may complete the form in stages or all at once.
Please read through all of our Listing Center FAQs to get a better understanding of how the electronic submission process works. If you still have questions, please call Listing Qualifications Staff at +1 301 978 8001.
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Publication Date*:
7/31/2012
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Identification Number:
31
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Identification Number
1070
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Most issues that users encounter contain problems that are either related to browsers that are in some way restricted (e.g., run in private mode) or are related to the login information entered by the user (e.g., entering another user's login and password, entering login information used to access a different Nasdaq website). Please read through our Help Guide to see if your problem is one that we have successfully addressed with other users. If after reading this guide, you are still having difficulty accessing the Listing Center, contact us by phone at +1 301 978 8001. We are here to help!
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Publication Date*:
1/30/2013
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Identification Number:
1070
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Yes. You can view and print forms using our "preview" mode. These preview forms were created to help you gather all the information needed to complete your form. You will, however, need to log in or create a new user account in order to submit a form.
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Publication Date*:
7/31/2012
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Identification Number:
41
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Yes. When you want to leave the form, select the "Save for Later" button at the bottom of the screen. At any time, prior to submitting the form to Nasdaq, you can return to the form, making updates and uploading documents, as desired.
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Publication Date*:
7/31/2012
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Identification Number:
37
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You can share a form with other users by clicking the Share Your Form link at the top of the page. Enter the email address of each person with whom you would like to share the form. To access the form, this person will need to create their own Listing Center account, if they do not already have one. They will have the same rights and permissions as the primary contact and receive the same system-generated correspondence.
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Publication Date*:
7/31/2012
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Identification Number:
36
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Within a few days, you will receive an email with your Listing Qualifications Analyst's name and contact information.
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Publication Date*:
7/31/2012
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Identification Number:
35
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Identification Number
419
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For wire payments through either Federal Reserve Wire or American Clearing House, please use the following instructions:
Bank Name: Wells Fargo Bank, N.A.
Bank Address: 420 Montgomery Street, San Francisco, CA 94101
SWIFT # WFBIUS6S
Account # 2000031405177
ABA # 121000248
Beneficiary: Nasdaq, Inc.
For Further Credit to: The NASDAQ Stock Market LLC
Reference: See instructions below. It is important to identify the type of fee being paid so we can credit your account correctly.
For Annual Fee Payments, please reference: Company's billing account number and Invoice number.
For Initial Listing Application Fee Payments (i.e., that portion of the Entry Fee payment that is due at the time of application and is non-refundable), Transfer Fee payments and Substitution Listing Fee payments for SPACs, please reference: GL2100625, company name, symbol, and note whether payment is for a new company listing or for a transfer application.
For Entry Fee Payments (i.e., that portion of the Entry Fee payment other than the Application Fee (see above) that is due at the time of listing), please reference: GL2100625, company name, symbol, and note whether payment is for an entry fee.
For Hearing or Appeal Request Payments, please reference: GL5550010, company name, symbol, and note whether payment is for hearing or appeal request.
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Publication Date*:
1/7/2022
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Identification Number:
419
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