Each trading day, Nasdaq publishes a list of companies that are noncompliant with the continued listing standards. In most cases, a company is added to the list five business days after Nasdaq notifies the company about its noncompliance and is removed from the list one business day after Nasdaq determines that the company has regained compliance or no longer trades on Nasdaq. A summary of Nasdaq’s continued listing standards are included in our Continuing Listing Guide. The Listing Rules can be found here.

 DeficiencyMarketNotification Date

9 Meters Biopharma, Inc.

Abraxas Petroleum Corporation

Acasti Pharma, Inc.

Achieve Life Sciences, Inc.

Acorda Therapeutics, Inc.

Addus HomeCare Corporation

Advaxis, Inc.

Aemetis, Inc

Aeterna Zentaris Inc.

AirNet Technology Inc.

ALJ Regional Holdings, Inc.

American Resources Corporation

American Virtual Cloud Technologies, Inc.

Amyris, Inc.

ANI Pharmaceuticals, Inc.

Apex Global Brands Inc.

Aqua Metals, Inc.

Assertio Holdings, Inc.

Atlas Financial Holdings, Inc.

Auris Medical Holding Ltd.

Avinger, Inc.

AzurRx BioPharma, Inc.

Big Rock Partners Acquisition Corp.

BioCardia, Inc.

Biocept, Inc.

BIO-key International, Inc.

Biolase, Inc.

Bionano Genomics, Inc.

Borqs Technologies, Inc.

Castor Maritime Inc.

CBAK Energy Technology, Inc.

CF Finance Acquisition Corp.

Charles & Colvard Ltd.

Check-Cap Ltd.

CHF Solutions, Inc.

China Ceramics Co., Ltd.

China HGS Real Estate, Inc.

China Natural Resources, Inc.

China SXT Pharmaceuticals, Inc.

ClearSign Technologies Corporation

Cleveland BioLabs, Inc.

Color Star Technology Co. Ltd.

Conformis, Inc.

CSI Compressco LP

Datasea Inc.

DelMar Pharmaceuticals, Inc.

Destination XL Group, Inc.

Dolphin Entertainment, Inc.

Dynatronics Corporation

Elbit Systems Ltd.

ENDRA Life Sciences Inc.

Exela Technologies, Inc.

EyePoint Pharmaceuticals, Inc.

Farmmi, INC.

Ferroglobe PLC

Focus Financial Partners Inc.

Fuel Tech, Inc.

Genetic Technologies Ltd

Globus Maritime Limited

Gridsum Holding Inc.

Guardion Health Sciences, Inc.

Hallador Energy Company

Hancock Jaffe Laboratories, Inc.

Helius Medical Technologies, Inc.

Hexindai Inc.

HTG Molecular Diagnostics, Inc.

Hudson Capital Inc.

Hudson Technologies, Inc.

Iconix Brand Group, Inc.

Infinity Pharmaceuticals, Inc.


Insignia Systems, Inc.

Intec Pharma Ltd.

Integrated Media Technology Limited

Invesco Exchange-Traded Self-Indexed Fund Trust

Iterum Therapeutics plc

Jaguar Health, Inc.

Kaixin Auto Holdings

KBL Merger Corp. IV

Kingold Jewelry Inc.

Kitov Pharma Ltd.

Lianluo Smart Limited

Lonestar Resources US Inc.

Luokung Technology Corp

Mammoth Energy Services, Inc.

Marathon Patent Group, Inc.

MER Telemanagement Solutions Ltd.

Moxian, Inc.

Nabriva Therapeutics plc

Naked Brand Group Limited

NanoVibronix, Inc.

National CineMedia, Inc.

Navios Maritime Containers L.P.

NCS Multistage Holdings, Inc.

Neos Therapeutics, Inc.

Novan, Inc.

Novus Therapeutics, Inc.


Ocean Power Technologies, Inc.

Ocugen, Inc.

Opes Acquisition Corp.

Orbital Energy Group, Inc.

Organovo Holdings, Inc.

Pareteum Corporation

Performance Shipping Inc.

Performant Financial Corporation

Photronics, Inc.

PLx Pharma Inc.

Positive Physicians Holdings, Inc.

Profire Energy, Inc.

Pyxis Tankers Inc.

Rave Restaurant Group, Inc.

Regulus Therapeutics Inc.

ReTo Eco-Solutions, Inc.

RiceBran Technologies

Second Sight Medical Products, Inc.

Seneca Biopharma, Inc.

Senmiao Technology Limited

Sequential Brands Group, Inc.

Sesen Bio, Inc.

Shineco, Inc.

Sify Technologies Limited

Sonim Technologies, Inc.

SPAR Group, Inc.

Sphere 3D Corp.

SPI Energy Co., Ltd.

Staffing 360 Solutions, Inc.

Steel Connect, Inc.

Stein Mart, Inc.

Sterling Bancorp, Inc.

Sundial Growers Inc.

Sunesis Pharmaceuticals, Inc.

SuperCom, Ltd.

Superconductor Technologies Inc.

Sypris Solutions, Inc.

Tandy Leather Factory, Inc.

Taoping Inc.

Teligent, Inc.

The Dixie Group, Inc.

The RealReal, Inc.

The9 Limited

Titan Pharmaceuticals, Inc.

TOP Ships Inc.

Torchlight Energy Resources, Inc.

ToughBuilt Industries, Inc.

Town Sports International Holdings, Inc.

TransGlobe Energy Corporation

U.S. Well Services, Inc.

Urban Tea, Inc.

Vaxart, Inc.

Verra Mobility Corporation

Vertex Energy, Inc

Vislink Technologies, Inc.

VistaGen Therapeutics, Inc.

Viveve Medical, Inc.

Wins Finance Holdings Inc.

Yatra Online, Inc.

Youngevity International, Inc.

Zion Oil

Zosano Pharma Corporation

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