Issues Pending Suspension or Delisting

Each trading day, Nasdaq publishes a list of Nasdaq issues that are pending suspension or delisting. An issue will appear on this list the first trading day after the issuer provides Nasdaq with notification of its intent to voluntarily delist. An issue will also appear on this list if it has been suspended for failure to meet continued listing requirements or due to other events such as expiration, redemption, or acquisition of the security.

Issues will remain on this list until the first business day after the issue is delisted. An issue is delisted 10 calendar days from the date the Form 25, Notification of Removal from Listing and/or Registration, is filed with the Securities and Exchange Commission. These forms can be viewed by entering the company’s name or the issue’s symbol on the Commission’s web site at http://www.sec.gov/edgar/searchedgar/companysearch.html.

Issuer NameSymbolReasonStatusEffective DateForm 25 Date
AGNC Investment Corp.AGNCPCalled for RedemptionSuspended9/15/20179/14/2017
Delcath Systems, Inc.DCTHRegulatory/Non ComplianceSuspended9/15/2017 
Delta Natural Gas Company, Inc.DGASAcquisition/MergerSuspended9/21/20179/20/2017
DragonWave IncDRWIRegulatory/Non ComplianceSuspended8/2/2017 
Exela Technologies, Inc.XELAURegulatory/Non ComplianceSuspended9/18/2017 
Exela Technologies, Inc.XELAWRegulatory/Non ComplianceSuspended9/18/2017 
FalconStor Software, Inc.FALCRegulatory/Non ComplianceSuspended9/25/2017 
Guidance Software, Inc.GUIDAcquisition/MergerSuspended9/15/20179/14/2017
Harvest Capital Credit CorporationHCAPLExpirationSuspended9/25/2017 
Hongli Clean Energy Technologies Corp.CETCRegulatory/Non ComplianceSuspended4/11/2017 
Inventergy Global, Inc.INVTRegulatory/Non ComplianceSuspended6/7/2017 
Ocean Rig UDW Inc.ORIGCorporate Reorganization (already effective)Suspended9/22/2017 
PhotoMedex, Inc.PHMDRegulatory/Non ComplianceSuspended7/7/2017 
Uni-Pixel, Inc.UNXLRegulatory/Non ComplianceSuspended9/12/2017 
WebMD Health CorpWBMDAcquisition/MergerSuspended9/18/20179/15/2017
West Marine, Inc.WMARAcquisition/MergerSuspended9/15/20179/14/2017
Yulong Eco-Materials LimitedYECORegulatory/Non ComplianceSuspended7/11/2017 

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