issuerspendingsuspensiondelisting

Each trading day, Nasdaq publishes a list of Nasdaq issues that are pending suspension or delisting. An issue will appear on this list the first trading day after the issuer provides Nasdaq with notification of its intent to voluntarily delist. An issue will also appear on this list if it has been suspended for failure to meet continued listing requirements or due to other events such as expiration, redemption, or acquisition of the security.

Issues will remain on this list until the first business day after the issue is delisted. An issue is delisted 10 calendar days from the date the Form 25, Notification of Removal from Listing and/or Registration, is filed with the Securities and Exchange Commission. These forms can be viewed by entering the company's name or the issue's symbol on the Commission's web site at http://www.sec.gov/edgar/searchedgar/companysearch.html.

 

Issuer NameSymbolReasonStatusEffective DateForm 25 Date
Apex Global Brands Inc.APEXRegulatory/Non ComplianceSuspended11/5/2020 
Capital Southwest CorporationCSWCLCalled for RedemptionSuspended1/21/20211/20/2021
CarLotz, Inc.ACAMUAcquisition/MergerSuspended1/22/20211/21/2021
Chart Industries, Inc.GTLS Trading  
Eidos Therapeutics, Inc.EIDXAcquisition/MergerSuspended1/27/20211/26/2021
Fidus Investment CorporationFDUSLCalled for RedemptionSuspended1/21/20211/20/2021
Francesca's Holdings CorporationFRANRegulatory/Non ComplianceSuspended12/15/2020 
Golden Nugget Online Gaming, Inc.LCAHUAcquisition/MergerSuspended12/30/2020 
Gulfport Energy CorporationGPORRegulatory/Non ComplianceSuspended11/27/2020 
Mid-Con Energy Partners, LPMCEPAcquisition/MergerSuspended1/22/20211/21/2021
Mondelez International, Inc.MDLZ21ExpirationSuspended1/26/20211/25/2021
National General Holdings CorpNGHCNOtherSuspended1/14/2021 
NorthWestern CorporationNWE Trading 4/30/2008
Pareteum CorporationTEUMRegulatory/Non ComplianceSuspended11/12/2020 
Prevail Therapeutics Inc.PRVLAcquisition/MergerSuspended1/25/20211/22/2021
Schmitt Industries, Inc.SMIT Trading  
Superconductor Technologies Inc.SCONRegulatory/Non ComplianceSuspended9/30/2020 
Tandy Leather Factory, Inc.TLFRegulatory/Non ComplianceSuspended8/13/2020 
Technical Communications CorporationTCCORegulatory/Non ComplianceSuspended1/25/2021 
UWM Holdings CorporationGHIVListed on NYSESuspended1/22/2021 
UWM Holdings CorporationGHIVUAcquisition/MergerSuspended1/22/2021 
UWM Holdings CorporationGHIVWListed on NYSESuspended1/22/2021 
Wins Finance Holdings Inc.WINSRegulatory/Non ComplianceSuspended10/21/2020 
Youngevity International, Inc.YGYIRegulatory/Non ComplianceSuspended11/20/2020 
Youngevity International, Inc.YGYIPRegulatory/Non ComplianceSuspended11/20/2020 

home_footer_links
Copyright_statement
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc. OTCBBTM and OTC Bulletin BoardTM are trademarks of FINRA