Each trading day, Nasdaq publishes a list of companies that are noncompliant with the continued listing standards. In most cases, a company is added to the list five business days after Nasdaq notifies the company about its noncompliance and is removed from the list one business day after Nasdaq determines that the company has regained compliance or no longer trades on Nasdaq. A summary of Nasdaq’s continued listing standards are included in our Continuing Listing Guide. The Listing Rules can be found here.

 DeficiencyMarketNotification Date

9 Meters Biopharma, Inc.

Abraxas Petroleum Corporation

Acasti Pharma, Inc.

Achieve Life Sciences, Inc.

Adamis Pharmaceuticals Corporation

Addus HomeCare Corporation

Advaxis, Inc.

Aemetis, Inc

Aeterna Zentaris Inc.

AGM Group Holdings Inc.

AIkido Pharma Inc.

AirNet Technology Inc.

ALJ Regional Holdings, Inc.

Alterity Therapeutics Limited

Altus Midstream Company

American Resources Corporation

American Virtual Cloud Technologies, Inc.

Amyris, Inc.

ANI Pharmaceuticals, Inc.

Apex Global Brands Inc.

Aqua Metals, Inc.

Asia Pacific Wire & Cable Corporation Limited

Assertio Holdings, Inc.

ATA Creativity Global

Atlas Financial Holdings, Inc.

Auris Medical Holding Ltd.

Avinger, Inc.

AzurRx BioPharma, Inc.

Big Rock Partners Acquisition Corp.

BioCardia, Inc.

Biocept, Inc.

BIO-key International, Inc.

Biolase, Inc.

Bionano Genomics, Inc.

Boxlight Corporation

Castor Maritime Inc.

CBAK Energy Technology, Inc.

CF Finance Acquisition Corp.

Charles & Colvard Ltd.

Check-Cap Ltd.

CHF Solutions, Inc.

China Ceramics Co., Ltd.

China HGS Real Estate, Inc.

China Natural Resources, Inc.

China SXT Pharmaceuticals, Inc.

Citius Pharmaceuticals, Inc.

ClearSign Technologies Corporation

Cleveland BioLabs, Inc.

Color Star Technology Co. Ltd.

Conformis, Inc.

CSI Compressco LP

DelMar Pharmaceuticals, Inc.

Destination XL Group, Inc.

Dolphin Entertainment, Inc.

Dynatronics Corporation

Elbit Systems Ltd.

Endologix, Inc.

ENDRA Life Sciences Inc.

Ever-Glory International Group, Inc.

Exela Technologies, Inc.

EyePoint Pharmaceuticals, Inc.

Farmmi, INC.

Ferroglobe PLC

Focus Financial Partners Inc.

Fuel Tech, Inc.

Genetic Technologies Ltd

Global Eagle Entertainment Inc.

Globus Maritime Limited

Gridsum Holding Inc.

Guardion Health Sciences, Inc.

Hallador Energy Company

Hallmark Financial Services, Inc.

Hancock Jaffe Laboratories, Inc.

Heat Biologics, Inc.

Helius Medical Technologies, Inc.

Hexindai Inc.

HL Acquisitions Corp.

HTG Molecular Diagnostics, Inc.

Hudson Capital Inc.

Hudson Technologies, Inc.

Iconix Brand Group, Inc.


Insignia Systems, Inc.

Intec Pharma Ltd.

Integrated Media Technology Limited

Invesco Exchange-Traded Self-Indexed Fund Trust

Jaguar Health, Inc.

JAKKS Pacific, Inc.

Kaixin Auto Holdings

KBL Merger Corp. IV

Kitov Pharma Ltd.

Lianluo Smart Limited

Lipocine Inc.

Lonestar Resources US Inc.

Luokung Technology Corp

Mammoth Energy Services, Inc.

Marathon Patent Group, Inc.

MER Telemanagement Solutions Ltd.

Mogo Inc.

Moxian, Inc.

Nabriva Therapeutics plc

Naked Brand Group Limited

NanoVibronix, Inc.

National CineMedia, Inc.

Navios Maritime Containers L.P.

NCS Multistage Holdings, Inc.

Neos Therapeutics, Inc.

Net Element, Inc.

Novan, Inc.

Novus Therapeutics, Inc.


Ocean Power Technologies, Inc.

Ocugen, Inc.

Onconova Therapeutics, Inc.

Opes Acquisition Corp.

Orbital Energy Group, Inc.

Organovo Holdings, Inc.

Origin Agritech Limited

Pacific Ethanol, Inc.

Pareteum Corporation

Performance Shipping Inc.

Performant Financial Corporation

Photronics, Inc.

PLx Pharma Inc.

Positive Physicians Holdings, Inc.

Profire Energy, Inc.

Rave Restaurant Group, Inc.

Reeds, Inc.

Regulus Therapeutics Inc.

Rosehill Resources Inc.


Seanergy Maritime Holdings Corp

Second Sight Medical Products, Inc.

Seneca Biopharma, Inc.

Senmiao Technology Limited

Sequential Brands Group, Inc.

Sesen Bio, Inc.

Shineco, Inc.

Sify Technologies Limited

Sino-Global Shipping America, Ltd.

SiNtx Technologies, Inc.

SPAR Group, Inc.

Sphere 3D Corp.

SPI Energy Co., Ltd.

Staffing 360 Solutions, Inc.

Steel Connect, Inc.

Stein Mart, Inc.

Sterling Bancorp, Inc.

Sundial Growers Inc.

Sunesis Pharmaceuticals, Inc.

Sunworks, Inc.

Superconductor Technologies Inc.

Sypris Solutions, Inc.

Tandy Leather Factory, Inc.

Taoping Inc.

The Dixie Group, Inc.

The RealReal, Inc.

The9 Limited

Titan Pharmaceuticals, Inc.

Tonix Pharmaceuticals Holding Corp.

TOP Ships Inc.

Torchlight Energy Resources, Inc.

Town Sports International Holdings, Inc.

TransGlobe Energy Corporation

U.S. Well Services, Inc.

Unum Therapeutics Inc.

Urban Tea, Inc.

Vaxart, Inc.

Vertex Energy, Inc

Vislink Technologies, Inc.

VistaGen Therapeutics, Inc.

Viveve Medical, Inc.

Westell Technologies, Inc.

Wins Finance Holdings Inc.

Youngevity International, Inc.

Zion Oil

Zosano Pharma Corporation

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