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Frequently Asked Questions
  What notification is required to be given to Nasdaq if a company no longer complies with the audit committee composition requirement of Listing Rule 5605(c)(2)(A)?
Identification Number 97
Listing Rule 5625 states that a company must provide Nasdaq with prompt notification after an executive officer of the company becomes aware of any noncompliance by the company with the requirements of Listing Rule 5600 Series. Further, companies are required to notify Nasdaq if they are relying on the "Cure Periods" set forth in Listing Rule 5605(c)(4) to regain compliance with the audit committee composition requirement.
In addition, the Listing Agreement requires that a company notify Nasdaq upon discovery of any event of noncompliance.
A company can provide the required notification to its Nasdaq Listing Qualifications analyst via email to  
Publication Date*: 7/31/2012 Mailto Link Identification Number: 97
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