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Frequently Asked Questions
  Is a Nasdaq-listed company obligated to respond to MarketWatch questions over the phone?
Identification Number 500
Listing Rules 5250(a) and IM 5250-1 require Nasdaq companies to provide full and prompt responses to requests by Nasdaq for information related to unusual market activity or to events that may have a material impact on the trading of its securities in Nasdaq. Nasdaq MarketWatch may occasionally call company officials to discuss unusual market activity, material news and/or undisclosed corporate developments. This is routine practice. The information exchanged is confidential and used solely for regulatory purposes. A company official may verify the MarketWatch contact before discussing material information by obtaining the name of the MarketWatch analyst and calling him/her back through the MarketWatch main numbers. This obligation also applies to requests for information by FINRA, acting on behalf of Nasdaq.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 500
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