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Frequently Asked Questions
  Are Forms 10-Q and 10-K filings considered Reg FD compliant?
Identification Number 496
"Could an Exchange Act filing other than a Form 8-K, such as a Form 10-Q or proxy statement, constitute public disclosure? Yes. In general, including information in a document publicly filed on EDGAR with the SEC within the time frames that Regulation FD requires would satisfy the rule. In considering whether that disclosure is sufficient, however, companies must take care to bring the disclosure to the attention of readers of the document, must not bury the information, and must not make the disclosure in a piecemeal fashion throughout the filing."
Publication Date*: 7/31/2012 Mailto Link Identification Number: 496
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