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Frequently Asked Questions
  If a company appeals a Staff determination to delist its securities based on a late periodic report, what information should it present to a Hearing Panel?
Identification Number 438
The company is expected to explain to the Panel the reason for the late filing and provide an estimated date by which it will become current in all SEC filing obligations, together with a schedule of actions to be completed by the company and its auditors. The company should describe any expected adjustments or restatements relating to the financial statements contained in prior filings. The company should also provide information regarding all public disclosures pertinent to the filing delinquency or forthcoming restatements.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 438
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