Board Diversity
Reference Library - Advanced Search


** To make multiple selections, select the first criterion and then press and hold the Ctrl Key **
1- 1 of 1 Search Results for:
Libraries:   FAQs - Listings
Filters:   Notifications and Forms; All
Search   Clear

Expand All Printer Friendly View Mailto Link 
Page: 1 of 1
Frequently Asked Questions
  Does Nasdaq require notification if a listed company changes its transfer agent or depository?
Identification Number 407
Yes. Each listed company is required to notify Nasdaq in writing of any change in its transfer agent or depositary. A letter, signed by an officer of the company, must be sent to the company's Listing Qualifications analyst via email at and should include the following information:
    • Complete corporate name;
    • Effective date; and
    • Name of new transfer agent/depositary.
The company should notify Nasdaq as soon as possible after the arrangements with the new transfer agent or depository are finalized.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 407
Page: 1 of 1
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc.