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Frequently Asked Questions
  What supporting documentation should be provided with the Listing of Additional Shares Notification Form?
Identification Number 390

Nasdaq’s process for Listing of Additional Shares is a notification process, not an approval process.

There is no supporting documentation required to notify Nasdaq of intent to issue additional shares of the listed class other than the Listing of Additional Shares Notification Form, which must be submitted electronically through the Listing Center. You can preview a copy of Nasdaq’s Listing of Additional Shares Notification Form here

 Staff will review completed LAS transactions for compliance with Nasdaq’s Listing Rules (notably the shareholder approval and voting rights requirements) and will contact your company for additional information only if compliance issues are identified.

If you have further questions, please review these FAQs for important information about Nasdaq’s LAS notification and timing requirements and these FAQs for important information about Nasdaq’s shareholder approval and voting rights rules.

 
Publication Date*: 9/9/2021 Mailto Link Identification Number: 390
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