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Frequently Asked Questions
  How should the Listing of Additional Shares Notification Form be submitted?
Identification Number 387
The LAS Notification Form must be filed electronically through the Listing Center.

After logging in to the Listing Center, click  on the Create New Form tab at the top of the Listing Center home page. Then select U.S. Market: Nasdaq from the Select Listing Center drop down menu. Then select Currently Listed on Nasdaq. Afterwards you will be given a choice of form to fill out. Select Listing of Additional Shares Notification Form. Then enter unique company identifiers such as ticker and CUSIP or CIK, then enter the unique LETTER code, and then click the Enter button.

You may complete the Listing of Additional Shares Notification Form in stages or all at once; however, the form cannot be submitted until all questions are answered.  Upon submission of the form, an email will be sent from the Listing Center notifying you that Nasdaq has received it. You can always access your company‚Äôs completed LAS Notification Form online by logging into the Listing Center, but once the form is submitted it cannot be changed.

For assistance, please contact Listing Qualifications at +1 301 978 8008 or email us at las@nasdaq.com.

 

 
Publication Date*: 9/9/2021 Mailto Link Identification Number: 387
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