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Frequently Asked Questions
  In the case of a company that is planning an initial public offering, at what point in the IPO process should a Listing Application be submitted to Nasdaq?
Identification Number 334
A Listing Application should be submitted at the same time that a company submits its registration statement to the SEC, even if the applicant is filing on a confidential basis. A company may also submit the Listing Application at an earlier time with draft registration material.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 334
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