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Frequently Asked Questions
  Is shareholder approval required to amend an inducement award for which the company did not receive shareholder approval?
Identification Number 260
Yes. A material amendment to an equity compensation award would require shareholder approval, even if the initial grant did not require approval because it was an inducement grant. The materiality of the amendment would be assessed according to IM-5635-1.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 260
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