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Frequently Asked Questions
  May a company use a Form 8-K to disclose an inducement grant in lieu of a press release?
Identification Number 257
No. If the company is relying on the exemption from shareholder approval contained in Listing Rule 5635(c)(4), the Rule specifically requires disclosure through a press release.  
Publication Date*: 7/31/2012 Mailto Link Identification Number: 257
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