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Frequently Asked Questions
  Can a company disclose the combined size of inducement awards made to a number of employees?
Identification Number 256
For individually negotiated awards and awards made to executive officers, aggregated disclosure of multiple awards is not permitted. Otherwise, aggregation is permitted: (i) over a period up to two weeks for a company that typically grants equity awards as inducements to new employees, and (ii) when a company makes inducement awards to employees of a target company in connection with a merger or acquisition. Aggregated disclosure must include the material terms of the awards, including the number of employees and the number of shares involved. Such aggregated disclosure does not need to identify specific employees.  
 
Publication Date*: 6/4/2014 Mailto Link Identification Number: 256
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