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Frequently Asked Questions
  Is the inducement exemption available to induce someone to become a consultant to the company?
Identification Number 250
No. Pursuant to Listing Rule 5635(c), the exemption applies to issuances to induce someone to enter into employment. Because a consultant is not an employee, the exemption is not available.  
 
Publication Date*: 7/31/2012 Mailto Link Identification Number: 250
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