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Frequently Asked Questions
  Is Nasdaq's requirement for shareholder approval of equity compensation plans or arrangements applicable to initial listings?
Identification Number 215
Generally, shareholder approval is not required of plans or arrangements that are in place at the time of a company's listing on Nasdaq. Shareholder approval is required, however, for any material amendment to such plans after listing. In addition, if the plan contains an evergreen provision, the plan cannot have a term in excess of ten years unless shareholder approval is obtained every ten years as set forth in IM-5635-1.
 
Publication Date*: 7/31/2012 Mailto Link Identification Number: 215
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