Board Diversity
Reference Library - Advanced Search


** To make multiple selections, select the first criterion and then press and hold the Ctrl Key **
1- 1 of 1 Search Results for:
Libraries:   FAQs - Market Regulation
Filters:   All Years; Membership;
Search   Clear

Expand All Printer Friendly View Mailto Link 
Page: 1 of 1
Frequently Asked Questions
  Can my organization become a member of a U.S. Nasdaq exchange if we are domiciled outside of the U.S.?
Identification Number 1725

In order to qualify as a member on any U.S. based Nasdaq SRO, your organization must be registered as a U.S. broker dealer with the U.S. Securities and Exchange Commission.

Publication Date*: 1/14/2020 Mailto Link Identification Number: 1725
Page: 1 of 1
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc.