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Frequently Asked Questions
  What if a company that is relying on an exemption or is utilizing the non-conforming practices provision of Listing Rule 5615(a)(3) does not provide the required disclosure?
Identification Number 161
A company that fails to comply with the disclosure requirement would not be in compliance with Nasdaq's listing requirements and would be subject to delisting unless the failure is promptly cured. Generally, this deficiency could be cured by making the required disclosure in an amended Form 20-F or Form 40-F (or alternatively for 40-F filers, on the company's website). Disclosure by means of a press release or Form 6-K does not satisfy this requirement.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 161
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