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Frequently Asked Questions
  If my PHLX broker dealer has a change in its business operation, whom do I notify?
Identification Number 1608

Broker dealers designated to PHLX for regulatory responsibility are required to submit written notification of a change in business operation at least 10 business days prior to the change pursuant to PHLX General 9, Section 59.  Written notice should be submitted to the Nasdaq Membership Department at

Publication Date*: 4/28/2021 Mailto Link Identification Number: 1608
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