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Frequently Asked Questions
  What are the capital requirements and corresponding capital rules for broker dealers who are designated to PHLX?
Identification Number 1607

Capital requirements for broker dealers who are designated to PHLX may be found here.  

PHLX members may reference SEC 15c3-1 and PHLX Options 6D, Section 1 and Equity 9, Section 20 for relevant rules.

Publication Date*: 4/28/2021 Mailto Link Identification Number: 1607
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