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Frequently Asked Questions
  Who will consider my appeal?
Identification Number 1598

Following the filing of a notice of appeal, the Review Council or the Review Subcommittee shall appoint a Subcommittee or an Extended Proceeding Committee to participate, subject to Rule 9345 (contained within Nasdaq General 5), in a disciplinary proceeding appealed or called for review.  A Subcommittee shall be composed of two or more persons who shall be current or former members of the Review Council or former Directors.  See Rule 9331 (contained within Nasdaq General 5).

Publication Date*: 4/29/2021 Mailto Link Identification Number: 1598
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