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Frequently Asked Questions
  May I appeal an unfavorable panel decision?
Identification Number 1595

Yes. You, the Exchange, or FINRA may file a written notice of appeal within 25 days after service of a decision issued by the Hearing Panel provided, however, that a decision with respect to a Respondent that is an affiliate of the Exchange within the meaning of Nasdaq, BX, and Phlx Rule General 2, Section 4 may not be appealed to the Review Council.  See Rule 9311 (contained within Nasdaq General 5).

Publication Date*: 4/28/2021 Mailto Link Identification Number: 1595
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