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Frequently Asked Questions
  If am I no longer a member or associated with a member of the Exchange, am I still subject to the Exchange's jurisdiction?
Identification Number 1569

Yes, so long as the Exchange serves written notice to you within one year of you no longer being a member or an associated person, informing you that the Exchange is looking into a matter or matters which occurred while you were a member or an associated person. 

Publication Date*: 8/22/2019 Mailto Link Identification Number: 1569
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