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Frequently Asked Questions
  How do the corporate governance requirements of Listing Rule 5600 apply to Foreign Issuers, including Foreign Private Issuers?
Identification Number 156
Foreign Private Issuers: Nasdaq's corporate governance requirements generally apply to Foreign Private Issuers (as defined in Listing Rule 5005). However, Listing Rule 5615(a)(3) permits a Foreign Private Issuer to follow home country governance practices in lieu of certain Nasdaq requirements provided the company properly notifies Nasdaq and makes the required disclosure.

Foreign Issuers: Non-U.S. companies that are not Foreign Private Issuers are generally subject to all of Nasdaq’s corporate governance requirements as set forth in the Listing Rule 5600 Series. However, special rules may apply with respect to the quorum and voting rights requirements.

Publication Date*: 5/15/2023 Mailto Link Identification Number: 156
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