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Frequently Asked Questions
  Why did I receive a Report HQ surveillance report, and does the Report HQ indicate a violation of exchange rules?
Identification Number 1558

Nasdaq generates daily Report HQ surveillance reports to keep firms apprised of their activity. Receipt of a Report HQ surveillance report does not indicate a violation.  Moreover, firms will be notified of a potential violation in formal correspondence (e.g., an inquiry letter).

Publication Date*: 1/25/2023 Mailto Link Identification Number: 1558
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