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Frequently Asked Questions
  As an approved Nasdaq member organization, should all representatives of the broker dealer be registered with Nasdaq?
Identification Number 1547

Yes. Nasdaq member organizations are required by rule to register all representatives with any of the Nasdaq-affiliated exchanges on which it is an approved member.  The relevant rule is Nasdaq Rule 1.1210 (contained within Nasdaq General 4, Section 1).

Publication Date*: 4/28/2021 Mailto Link Identification Number: 1547
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