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Frequently Asked Questions
  What should an issuer do in the event of an early or accelerated redemption or liquidation of a listed ETP?
Identification Number 1540

If a listed ETP is going to be redeemed on an early or accelerated basis or liquidated, the issuer should contact Nasdaq staff prior to the public announcement of the redemption or liquidation to coordinate the cessation of trading for the ETP. In determining when to cease trading, Nasdaq will consider, among other factors, the final valuation date, when dissemination of the intraday and closing indicative values will be discontinued, when creation and redemption orders will no longer be accepted, and whether the indicative value will continue to be representative of the product's cash value per share.

Issuers are also reminded to contact the MarketWatch department at least 10 minutes prior to the release of any material information. See this FAQ for further details.

Publication Date*: 10/16/2019 Mailto Link Identification Number: 1540
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