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Frequently Asked Questions
  Where are the forms and instructions to list an Exchange Traded Product on Nasdaq?
Identification Number 1383
The Listing applications and related forms are available through the Nasdaq Listing Center. Before completing your application electronically, please take a few minutes to review our Exchange Traded Products website. Generally, companies will need to complete the Listing Application, Listing Agreement, Corporate Governance Certification Form, and Logo Submission Form. However, please note that issuers registered under the Investment Company Act of 1940 are not required to submit a Corporate Governance Certification Form and issuers that already have ETPs listed on Nasdaq do not need to submit a Listing Agreement.
Issuers of Rule 6c-11 ETFs should complete the following application: “Issuer Seeking to List Exchange Traded Funds (Rule 6c-11 ETFs)”.
Issuers of all other types of ETPs should complete the following application: "Listing Application - Seeking to List an Exchange Traded Fund or Other Structured Product". If you are unfamiliar with the contents of the application and related forms, we recommend that you preview the forms prior to logging into the Listing Center. This will help you gather all the information you will need to complete the forms. In addition, you can find instructions for completing the listing application here.
An issuer does not need to complete all forms, or all information on a form, at the same time, and the Listing Application can be submitted when it is complete even if the other documents are still pending.
Questions regarding the listing process should be directed to Listing Qualifications Staff at +1 301 978 8008 or
Publication Date*: 4/10/2023 Mailto Link Identification Number: 1383
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