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Frequently Asked Questions
  How does Nasdaq define "Executive Officer"?
Identification Number 134
Listing Rule 5605(a)(1) states that an "Executive Officer" means those officers covered in the Rule 16a-1(f) under the Securities and Exchange Act of 1934. Nasdaq applies this definition regardless of whether the entity in question is a public company. The term, "non-executive employee", means any employee that is not a Section 16 officer.  
 
Publication Date*: 7/31/2012 Mailto Link Identification Number: 134
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