referencelibrarybanner
Board Diversity
Reference Library - Advanced Search
Find
 


Library 



 
Timeframe
Category
 
Sub-Category
** To make multiple selections, select the first criterion and then press and hold the Ctrl Key **
 
1- 1 of 1 Search Results for:
Libraries:   FAQs - Listings
Filters:   Initial Listing; All
 
Search   Clear


Expand All Printer Friendly View Mailto Link 
Page: 1 of 1
Frequently Asked Questions
  How does Listing Rule 5110(c), which pertains to reverse mergers, apply to companies that merge with a shell company that voluntarily files Exchange Act reports?
Identification Number 1139
Listing Rule 5110(c) imposes additional listing criteria on issuers formed by a Reverse Merger. For these purposes, the term "Reverse Merger" is defined by Listing Rule 5005(a)(36) as a transaction whereby an operating company becomes an Exchange Act reporting company by combining with a shell company which is an Exchange Act reporting company. The additional listing criteria imposed by Listing Rule 5110(c) apply whether the shell was required to file Exchange Act reports or was doing so on a voluntary basis.
 
Publication Date*: 11/19/2015 Mailto Link Identification Number: 1139
Page: 1 of 1
home_footer_links
Copyright_statement
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc. OTCBBTM and OTC Bulletin BoardTM are trademarks of FINRA