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Frequently Asked Questions
  What is a Controlled Company?
Identification Number 109
According to Listing Rule 5615(c) and IM-5615-5, a Controlled Company is a company of which more than 50% of the voting power for the election of directors is held by an individual, a group or another company. The calculation of voting power held by a group can include shares covered under voting agreements between or among shareholders relating to the election of directors. For a group to exist, the shareholders must have filed a notice that they are acting as a group (e.g., a Schedule 13D).
Publication Date*: 7/31/2012 Mailto Link Identification Number: 109
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