Board Diversity
Reference Library - Advanced Search


** To make multiple selections, select the first criterion and then press and hold the Ctrl Key **
1- 1 of 1 Search Results for:
Libraries:   FAQs - Listings
Filters:   Notifications and Forms; All
Search   Clear

Expand All Printer Friendly View Mailto Link 
Page: 1 of 1
Frequently Asked Questions
  When should a company complete a Company Event Form?
Identification Number 1086

Companies should use the Company Event Notification form to:

  • Request name and/or symbol change
  • Report changes in place of incorporation, security title and/or par value
  • Provide notification of reverse stock split
  • Update Corporate Governance Certification and/or Listing Agreement
  • Report other types of substitution listing events, including listing a new class of securities in substitution for a previously listed class, forming a holding company that replaces a listed company, or effecting technical share for share exchanges.

To see a preview of this form, click here. The Company Event Notification form replaces both the Substitution Listing Event and Change in Company Record Forms.

Publication Date*: 8/9/2013 Mailto Link Identification Number: 1086
Page: 1 of 1
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc.