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Libraries:   Frequently Asked Questions
Filters:   Fees; All-Inclusive Annual Listing Fee



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Frequently Asked Questions
What is the All-Inclusive Annual Listing Fee program?
Identification Number
1117
The All-Inclusive Annual Listing Fee simplifies Nasdaq’s fee structure and eliminates all additional shares fees, record-keeping fees, and substitution listing event fees. In addition, it also eliminates the fee for a written interpretation of the listing rules and for review by Nasdaq Staff of a compliance plan. As a result, companies will pay only a single annual fee to Nasdaq, which will include all the ordinary costs of listing for the year.
 
Publication Date*: 8/25/2014 Identification Number: 1117 Mailto Link
Frequently Asked Questions
Is there a document that compares the fees under Nasdaq’s standard Annual Fee schedule and the new All-Inclusive Annual Listing Fee program?
Identification Number
1131
Yes. Charts that compare the fees under our standard Annual Fee schedule and the new All-Inclusive Annual Listing Fee program are included on page 9 of our Continued Listing Guide.
 
Publication Date*: 10/22/2014 Identification Number: 1131 Mailto Link
Frequently Asked Questions
Must a company pay the All-Inclusive Annual Listing Fee?
Identification Number
1118
The All-Inclusive Annual Listing Fee program is voluntary for companies listed on Nasdaq prior to December 31, 2014.  Only those issuers that have affirmatively opted in will be billed under this fee schedule in 2017.  All companies listing on Nasdaq after January 1, 2015, however, are automatically subject to the All-Inclusive Fee.  This fee program will become mandatory for all companies in 2018.
 
Publication Date*: 6/15/2016 Identification Number: 1118 Mailto Link
Frequently Asked Questions
How does Nasdaq compute a Company's total shares outstanding to determine its All-Inclusive Annual Listing Fee billing tier?
Identification Number
1128
For a company, which opted in to the All-Inclusive Annual Listing Fee, Nasdaq will determine the billing tier based on the lower of the total shares outstanding amount from the Company's most recent SEC filing, or more recent records held by Nasdaq: (i) at the time of billing, dated no later than December 31, 2016; or (ii) dated no later than December 31 of the year the company opted in to the All-Inclusive Annual Listing Fee program.
 
A company that listed after January 1, 2015 should refer to this FAQ.
 
Publication Date*: 6/15/2016 Identification Number: 1128 Mailto Link
Frequently Asked Questions
What happens if a Company does not opt-in to the All-Inclusive Annual Listing Fee program?
Identification Number
1121
Companies that do not opt-in to the All-Inclusive Annual Listing Fee program will continue to be billed under the standard fee structure until 2018. In addition to the annual fee, companies that do not opt-in will continue to be billed for listing of additional shares and corporate changes, as applicable. Once a company opts in to the All-Inclusive Annual Listing Fee program, that election is irrevocable.
 
All companies will be subject to the All-Inclusive Annual Listing Fee schedule effective January 2018.
 
Publication Date*: 7/15/2015 Identification Number: 1121 Mailto Link
Frequently Asked Questions
How does the new All-Inclusive Annual Listing Fee program impact new listings?
Identification Number
1122
Companies that list after January 1, 2015 are automatically subject to the All-Inclusive Annual Listing Fee schedule.
 
Publication Date*: 6/15/2016 Identification Number: 1122 Mailto Link
Frequently Asked Questions
Does the All-Inclusive Annual Fee program include Linked Securities, SEEDS, Other Securities or Exchange Traded Products?
Identification Number
1127
No. The All-Inclusive Annual Fee Program is designed for companies that list securities described in Nasdaq’s general equity fee schedule. Linked Securities, SEEDS, Other Securities listed pursuant to Rule 5730, and Exchange Traded Products are governed by separate fee schedules described in Rule 5930(b) or Rule 5940(b).
 
If a company lists one or more securities covered by the general equity fee schedule and one or more different securities governed by the separate fee schedules, it can elect the All-Inclusive Annual Fee program for the securities covered by the general equity fee schedule, but must still pay the designated fees for the Other Securities. For example: A company has 100 million shares of common stock outstanding and 10 million trust preferred securities which were qualified under the Other Securities listing standard contained in Rule 5730. If the company elects to participate in the All-Inclusive Annual Fee program, it would pay an annual fee of $100,000 for its common stock plus an annual fee of $17,500 for its trust preferred securities.
 
Publication Date*: 9/5/2014 Identification Number: 1127 Mailto Link
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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