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1- 4 of 4
Search Results for:
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Ordering of Search Results
When searching across multiple libraries:
FAQs will appear in alphabetical order by category and sub-category
Listing Council Decisions will appear in reverse chronological order by year.
Staff Interpretations will appear in reverse chronological order by year
When searching using keywords:
Results are returned in order of term frequency (i.e., the number of times the keywords appear in the material).
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Libraries:
FAQs - Listings
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Filters:
Fees; All-Inclusive Annual Listing Fee
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Identification Number
1094
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The annual listing fee covers one calendar year (i.e., the time period from January 1 through December 31). All companies will receive an invoice for the annual fee in the beginning of January. This invoice is due upon receipt.
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Publication Date*:
12/24/2013
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Identification Number:
1094
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Identification Number
1097
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Payment is due upon receipt of the invoice.
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Publication Date*:
12/24/2013
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Identification Number:
1097
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Identification Number
1135
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If a company has more than one listed security, Nasdaq will aggregate all securities that are subject to the same fee schedule and compute the company's fee for that security type based on the combined shares outstanding. There are separate fee schedules for the following types of securities and Nasdaq will aggregate all securities within each type:
- Common stock and equivalents (such as ordinary shares or limited partnership units), preferred stock, warrants and units;
- American Depositary Shares;
- Closed-End Funds;
- Convertible debentures;
- Linked-Securities, SEEDS, and Other Securities listed pursuant to Rule 5730;
- Exchange Traded Products, such as Portfolio Depositary Receipts, Index Fund Shares and Managed Fund Shares.
For example, a company has 100 million shares of common stock outstanding (2 million of which are restricted shares), 10 million shares of preferred stock and 10 million warrants. Nasdaq would determine the company's billing tier by adding together the shares outstanding for each of these classes, which in this case would be 120 million shares and would bill the company the All-Inclusive Annual Listing Fee applicable for that number of shares outstanding.
On the other hand, if the company has 90 million shares of common stock outstanding and 50 million trust preferred securities, which qualified for listing under the Other Securities listing standard contained in Rule 5730, these classes would not be aggregated because these securities are subject to different fee schedules. As a result, Nasdaq would bill the company the All-Inclusive Annual Listing Fee applicable for 90 million shares and the Other Security annual fee for 50 million shares.
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Publication Date*:
11/30/2017
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Identification Number:
1135
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Identification Number
1127
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No. The All-Inclusive Annual Listing Fee Program is designed for companies that list securities described in Nasdaq's general equity fee schedule. Linked Securities, SEEDS, Other Securities listed pursuant to Rule 5730, and Exchange Traded Products are governed by separate fee schedules described in Rule 5930(b) or Rule 5940(b).
If a company lists one or more securities covered by the general equity fee schedule and one or more different securities governed by the separate fee schedules, it will be subject to the All-Inclusive Annual Listing Fee program for the securities covered by the general equity fee schedule, but must still pay the designated fees for the Other Securities. For example: A company has 100 million shares of common stock outstanding and 10 million trust preferred securities, which were qualified under the Other Securities listing standard contained in Rule 5730, would pay an annual fee of $107,500 for its common stock plus an annual fee of $17,500 for its trust preferred securities.
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Publication Date*:
1/7/2022
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Identification Number:
1127
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