Listings Diversity Rule Campaign
Reference Library - Advanced Search


** To make multiple selections, select the first criterion and then press and hold the Ctrl Key **
1- 1 of 1 Search Results for:
Libraries:   FAQs - Listings
Filters:   Notifications and Forms;
Search   Clear

Expand All
Printer Friendly View
Mailto Link 
Page: 1 of 1
Frequently Asked Questions
  Is a Nasdaq-listed company obligated to respond to MarketWatch questions over the phone?
Identification Number 500
Listing Rules 5250(a) and IM 5250-1 require Nasdaq companies to provide full and prompt responses to requests by Nasdaq for information related to unusual market activity or to events that may have a material impact on the trading of its securities in Nasdaq. Nasdaq MarketWatch may occasionally call company officials to discuss unusual market activity, material news and/or undisclosed corporate developments. This is routine practice. The information exchanged is confidential and used solely for regulatory purposes. A company official may verify the MarketWatch contact before discussing material information by obtaining the name of the MarketWatch analyst and calling him/her back through the MarketWatch main numbers. This obligation also applies to requests for information by FINRA, acting on behalf of Nasdaq.
Publication Date*: 7/31/2012 Mailto Link Identification Number: 500
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
Page: 1 of 1
App Store       Google Play       Listing Center Content RSS Feed
The Nasdaq Stock Market, Nasdaq, The Nasdaq Global Select Market, The Nasdaq Global Market, The Nasdaq Capital Market, ExACT and Exchange Analysis and Compliance Tracking system are trademarks of Nasdaq, Inc.
FINRA® and Financial Industry Regulatory Authority, Inc.® are registered trademarks of Financial Industry Regulatory Authority, Inc. OTCBBTM and OTC Bulletin BoardTM are trademarks of FINRA