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Frequently Asked Questions
  What supporting documentation should be provided with the LAS Notification?
Identification Number 390
The LAS Notification and supporting documentation must be submitted electronically through the Listing Center.
 
If relevant, the company should upload copies of the following information:
  • Acquisition/merger agreement
  • Board resolution
  • Certificate of designation
  • Consent solicitation
  • Copy of option/purchase/reinvestment agreement
  • Plan of reorganization
  • Press release
  • Private placement agreement/circular
  • Professional services agreement
  • Prospectus
  • Proxy statement
  • Remuneration plan
  • Other relevant information.
Documentation available online via the SEC's EDGAR System is not required to be submitted. However, please include the dates of all applicable EDGAR filings in Question 3 under the "Other General Information" section of the LAS Notification.
 
Publication Date*: 7/31/2012 Mailto Link Identification Number: 390
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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