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Frequently Asked Questions
  How does Nasdaq communicate that a company does not comply with a continued listing standard? Does Nasdaq publish a list of non-compliant companies?
Identification Number 352
Since August 2005, Nasdaq has broadcast an indicator over its market data dissemination network, noting when a Nasdaq-listed company failed to submit its regulatory filings on time, failed to meet Nasdaq's continued listing standards, and/or filed for bankruptcy. The indicator is displayed along with quotation information related to a company's securities on Nasdaq.com and NasdaqTrader.com and may be displayed by other third party providers of market data information. Nasdaq also posts a list of all non-compliant Nasdaq companies and the reason(s) for such non-compliance on our website.

In addition, each trading day, Nasdaq publishes a list of companies that are non-compliant with its continued listing standards. In the event of a bankruptcy, a company is added to the list two business days after notification by Nasdaq. In all other instances of non-compliance, a company is added to the list five business days after notification.  A company is removed from the list one business day after Nasdaq determines that it has regained compliance, or the company‚Äôs securities no longer trade on Nasdaq.

Click here to view the list.
 
Publication Date*: 7/31/2012 Mailto Link Identification Number: 352
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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