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FAQs - Listings
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Additional Reference Materials, Annual Shareholder Meeting/Proxy Solicitation, Board Composition/Committee Assignments, Continued Listing, Distribution of Annual & Interim Reports, Exchange Traded Products, Fees, Hearings and Appeals, Initial Listing, Listing Center, Listing Information, Non-U.S. Companies, Notifications and Forms, Regulatory Authority, Related Party Transactions, Shareholder Approval, Voting Rights;
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Identification Number
288
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Generally, the potential issuance is calculated as a percentage of the aggregate outstanding shares of all classes of common stock. For example, if a company has two classes of common stock, Class A and Class B, and plans to issue shares of Class A in
a private placement, the percentage issuance would be calculated by dividing: (i) the number of Class A shares that could be issued; by (ii) the number of pre-transaction outstanding shares of both classes combined. This calculation generally applies even
if only one of the classes is listed on Nasdaq.
Publication Date*:
7/31/2012
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Identification Number:
288
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