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Frequently Asked Questions
  What are the capital requirements and corresponding capital rules for broker dealers who are designated to PHLX?
Identification Number 1607

Capital requirements for broker dealers who are designated to PHLX may be found here.  

PHLX members may reference SEC 15c3-1 and PHLX Rule 703 for relevant rules.

Publication Date*: 8/22/2019 Mailto Link Identification Number: 1607
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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