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Frequently Asked Questions
  Will my appeal stay the Hearing Panel's decision?
Identification Number 1596

Yes. An appeal to the Review Council from a decision issued by the Hearing Panel shall operate as a stay of that decision until the Review Council issues a decision.  Any such appeal, however, will not stay a decision, or that part of a decision, that imposes a permanent cease and desist order.  See Rule 9311 (contained within Nasdaq General 5)

Publication Date*: 1/16/2020 Mailto Link Identification Number: 1596
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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