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Frequently Asked Questions
  What are the fees for a Nasdaq listed company to list a new class of securities?
Identification Number 1057
When listing a new class of securities, a Nasdaq listed company will owe application and entry fees, as set forth in Listing Rule 5900 Series and further detailed in our Initial Listing Guide.  The application fee should be submitted at the time of application, and, shortly after listing, the company will be sent an invoice for the entry fee.
Entry fees for listing a new class of securities are based on the total shares outstanding of the new security at the time of listing.   However, the total amount of entry fees owed by a company for all classes of securities on the same fee schedule that are listed on the Global Select or Global Market, including entry fees previously paid by the company for other classes, is presently capped at $295,000. Similarly, the total amount of entry fees owed by a company for all classes of securities on the same fee schedule that are listed on the Capital Market is presently capped at $75,000. If a company has previously paid entry fees up to the applicable fee cap, then only the application fee is charged for listing the new class of securities.
In addition, the company will also owe an annual fee for the new class of securities.  In the year of listing, annual fees are pro-rated, based on the month of listing. The company will be sent an invoice for the pro-rated annual fee shortly after listing.
Publication Date*: 1/17/2019 Mailto Link Identification Number: 1057
material_search_footer*The Publication Date reflects the date of first inclusion in the Reference Library, which was launched on July 31, 2012, or a subsequent update to the material. Material may have been previously available on a different Nasdaq web site.
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