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Home > > Nasdaq Texas General 4 Versions:
General 4 Registration Requirements
Section 1. Registration, Qualification and Continuing Education.

The rules contained in The Nasdaq Stock Market LLC General 4, Section 1 as such rules may be in effect from time to time (the "General 4, Section 1 Rules"), are hereby incorporated by reference into this Nasdaq Texas, Inc. General 4, Section 1, and are thus Nasdaq Texas Rules and thereby applicable to Nasdaq Texas Members. Nasdaq Texas Members shall comply with the General 4, Section 1 Rules as though such rules were fully set forth herein. All defined terms, including any variations thereof, contained in the General 4, Section 1 Rules shall be read to refer to the Nasdaq Texas related meaning of such term.

Adopted April 18, 2019 (SR-BX-2019-010), operative June 7, 2019.

 
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