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Home > > GEMX Options 6E
Options 6E Records, Reports and Audits
Options 6E Records, Reports and Audits

The rules contained in Nasdaq ISE Options 6E, as such rules may be in effect from time to time (the "Options 6E Rules"), are hereby incorporated by reference into this Nasdaq GEMX Options 6E, and are thus Nasdaq GEMX Rules and thereby applicable to Nasdaq GEMX Members. Nasdaq GEMX Members shall comply with the Options 6E Rules as though such rules were fully-set forth herein. All defined terms, including any variations thereof, contained in the Options 6E Rules shall be read to refer to the Nasdaq GEMX-related meaning of such term. Solely by way of example, and not in limitation or in exhaustion: the defined term "Exchange" in the Options 6E Rules shall be read to refer to the Nasdaq GEMX Exchange; the defined term "Rule" in the Options 6E Rules shall be read to refer to the Nasdaq GEMX Rule; the defined term "Market Maker" in the Options 6E Rules shall be read to refer to the Nasdaq GEMX Market Maker; and the defined term "Member" in the Options 6E Rules shall be read to refer to the Nasdaq GEMX Member.

[Adopted June 27, 2019 (SR-GEMX-2019-08).]

 
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